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SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: AGENCY INFORMATION COLLECTION ACTIVITIES; SUBMISSION FOR OMB REVIEW; COMMENT REQUEST; EXTENSION: EXCHANGE ACT FORM 10

WASHINGTON, Oct. 1 -- Securities And Exchange Commission has issued a notice called: Agency Information Collection Activities; Submission for OMB Review; Comment Request; Extension: Exchange Act Form ... Read More


SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: SELF-REGULATORY ORGANIZATIONS; THE NASDAQ STOCK MARKET LLC; NOTICE OF FILING OF A PROPOSED RULE CHANGE TO AMEND THE AMENDED AND RESTATED CERTIFICATE OF INCORPORATION AND BY-LAWS OF ITS PARENT CORPORATION, NASDAQ, INC.

WASHINGTON, Oct. 1 -- Securities And Exchange Commission has issued a notice called: Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing of a Proposed Rule Change To Amend the... Read More


SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: SELF-REGULATORY ORGANIZATIONS; THE NASDAQ STOCK MARKET LLC; NOTICE OF FILING AND IMMEDIATE EFFECTIVENESS OF PROPOSED RULE CHANGE TO AMEND ISHARES BITCOIN TRUST AND ISHARES ETHEREUM TRUST

WASHINGTON, Oct. 1 -- Securities And Exchange Commission has issued a notice called: Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Propose... Read More


SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: DFA INVESTMENT DIMENSIONS GROUP INC., DIMENSIONAL INVESTMENT GROUP INC., DIMENSIONAL ETF TRUST AND DIMENSIONAL FUND ADVISORS LP

WASHINGTON, Oct. 1 -- Securities And Exchange Commission has issued a notice called: DFA Investment Dimensions Group Inc, Dimensional Investment Group Inc, Dimensional ETF Trust and Dimensional Fund A... Read More


SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: SELF-REGULATORY ORGANIZATIONS; NASDAQ PHLX LLC; NOTICE OF FILING OF A PROPOSED RULE CHANGE TO AMEND THE AMENDED AND RESTATED CERTIFICATE OF INCORPORATION AND BY-LAWS OF ITS PARENT CORPORATION, NASDAQ, INC.

WASHINGTON, Oct. 1 -- Securities And Exchange Commission has issued a notice called: Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing of a Proposed Rule Change To Amend the Amended and... Read More


SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: SELF-REGULATORY ORGANIZATIONS; CBOE BZX EXCHANGE, INC.; NOTICE OF FILING AND IMMEDIATE EFFECTIVENESS OF A PROPOSED RULE CHANGE TO ADOPT FEES FOR NEW LOGICAL PORTS IN CONNECTION WITH A NEW CONNECTIVITY OFFERING ON ITS EQUITY OPTIONS PLATFORM

WASHINGTON, Oct. 1 -- Securities And Exchange Commission has issued a notice called: Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed ... Read More


SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: SELF-REGULATORY ORGANIZATIONS; NYSE AMERICAN LLC; NOTICE OF FILING AND IMMEDIATE EFFECTIVENESS OF PROPOSED RULE CHANGE TO AMEND THE ORDERING WINDOW DEPOSIT REQUIREMENT IN COLOCATION NOTE 8

WASHINGTON, Oct. 1 -- Securities And Exchange Commission has issued a notice called: Self-Regulatory Organizations; NYSE American LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Cha... Read More


SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: SELF-REGULATORY ORGANIZATIONS; NASDAQ MRX, LLC; NOTICE OF FILING OF A PROPOSED RULE CHANGE TO AMEND THE AMENDED AND RESTATED CERTIFICATE OF INCORPORATION AND BY-LAWS OF ITS PARENT CORPORATION, NASDAQ, INC.

WASHINGTON, Oct. 1 -- Securities And Exchange Commission has issued a notice called: Self-Regulatory Organizations; Nasdaq MRX, LLC; Notice of Filing of a Proposed Rule Change To Amend the Amended and... Read More


SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: SELF-REGULATORY ORGANIZATIONS; THE OPTIONS CLEARING CORPORATION; NOTICE OF FILING OF PROPOSED RULE CHANGE BY THE OPTIONS CLEARING CORPORATION CONCERNING METHODOLOGY TO ALLOCATE CLEARING FUND DEPOSIT REQUIREMENTS AMONG ITS CLEARING MEMBERS TO BETTER ALIGN THE ALLOCATION WITH THE SIZING OF THE CLEARING FUND SO STRESS BASED RISK IS FAIRLY ALLOTTED TO MARKET PARTICIPANTS THAT EXPOSE OCC TO SUCH STRESS RISK

WASHINGTON, Oct. 1 -- Securities And Exchange Commission has issued a notice called: Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing of Proposed Rule Change by The Op... Read More


SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: SELF-REGULATORY ORGANIZATIONS; NEW YORK STOCK EXCHANGE LLC; NOTICE OF FILING AND IMMEDIATE EFFECTIVENESS OF PROPOSED RULE CHANGE TO AMEND THE ORDERING WINDOW DEPOSIT REQUIREMENT IN COLOCATION NOTE 8

WASHINGTON, Oct. 1 -- Securities And Exchange Commission has issued a notice called: Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Propose... Read More